Posted 16 months ago
Experienced/Lateral - Compliance Analyst
AI Summary
Compliance Analyst role focused on surveillance, policy administration, regulatory reporting, and staff training within a NYC-based trading firm.
About this role
About Five Rings
Five Rings is a proprietary trading firm founded with a vision of combining strategy, innovation and technology to succeed in today’s global markets. With offices in New York, Boca Raton, London and Amsterdam, Five Rings trades in various domestic and international markets, both established and esoteric. Our team constantly seeks new opportunities, analyzes their risks and rewards, and creates strategies and tools to capitalize on them.
We have an open culture and encourage the flow of knowledge and ideas between all areas of the firm.
About the Role
A dynamic NYC-based trading firm is looking for a Compliance Analyst to join its growing compliance team. The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations. In this position, tasks will primarily include surveillance and monitoring of trading activity, training and inducting staff, documenting new policies, managing regulatory reporting and communication, administering existing policies, and monitoring regulatory developments and best practices.
About You
The candidate must have at least a Bachelor’s degree or equivalent, impeccable professional background, with a minimum of 2 years of relevant experience in a regulated environment preferred. Ability to work independently, organization, superior attention to detail, and ability to multitask are required. Strong knowledge of key compliance areas and strong ability to work with spreadsheets are required.
Annual Base Salary: $75,000 - $100,000. Base salary does not include discretionary bonus, if eligible, or benefits.
Range reflects annual base salary. Total compensation packages are comprised of base salary and a discretionary bonus.
Skills
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