AI Compliance Strategy Manager (UK)
AI Summary
Manages AI compliance and risk controls for UK and European financial-services clients, translating regulatory requirements into practical guardrail designs and integrating them into customers' risk and control frameworks.
About this role
The Role
We areseekingaManagerto partner with UK and European financial-servicesorganisationsas they design, deploy andoperationaliseAI risk evaluations and guardrail controls. You will work with AI governance,chiefcontroloffice,operational-risk, compliance, legal, privacy, model-risk,technologyand internal-audit stakeholders to help customers make AI controls usable,testableand defensible.
This is a hands-on, client-facing role. You will translate regulatory and risk expectations into practical guardrail designs, support customers to integrate controls into their process, risk and control (PRC) taxonomy, and partner with product and deployment teams to refine control performance in production. You will also help customers define theorganisationaldesign,accountabilityand assurance mechanisms needed to scale AI responsibly.
Transferable experience is welcome
We do not expect every applicant to have held a dedicated ‘AI governance’of ‘AI risk management’title. We welcome candidates with strong transferable experience in financial-services controls, risk,assuranceor audit who are eager to apply thatexpertiseto AI. Relevant backgrounds includecontroloffice and business-control teams, operational or non-financial risk, compliance assurance, internal audit,privacyand advisory/consulting roles.
What You Will Do
Customer Control Integration and Operating Model Design
- Advise prospective and currentfinancial-servicescustomerson deploying Dynamo AI controls to manage legal, regulatory, conduct, operational and reputational risk.
- Assess each customer’s current AI governance,riskand control environment; map Dynamo guardrails into relevant processes, risk taxonomies, control libraries, risk-and-control self-assessmentsand evidence workflows.
- Help customers define pragmatic AI-risk target operating models, including decision rights, RACImatrices, governance forums, escalation paths and lifecycle responsibilities across business and technology owners, second-line oversight functions and independent assurance.
- Apply a practical understanding of thethree lines of defense modelto position controls correctly: first-line ownership and operation; second-line policy, risk and compliance oversight and challenge; and third-line independent assurance.
- Lead workshops, demonstrations and training sessions that enable senior and operational stakeholders to adopt Dynamo andoperatecontrols consistently.
AI Guardrail Design, Control Operations and Alert Triage
- Translate applicable UK, EU and global laws, regulations, supervisory expectations and customer policies into clear guardrailobjectives,requirementsand test cases.
- Design,documentandvalidateAI guardrails and evaluations, defining the controlobjective, risk addressed, coverage, thresholds, limitations,ownershipand required evidence.
- Build and refine datasets, scenarios and review cycles that test guardrails against relevant regulatory, conduct, privacy,securityandoperational-riskuse cases.
- Partner with product, engineering and deployment teams tomonitorguardrailbehaviourin production, investigate trends and recommend enhancements to controls, workflows,reportingand user guidance.
- Help define and, where agreed with the customer, support control-alertand exception-triage workflows: assess materiality and severity, distinguish false positives from actionable findings, route matters to accountable owners, documentrationaleand track remediation through closure.
Assurance, Audit Readiness and Continuous Improvement
- Help customers design controls that are auditable byestablishingclear evidencestandards, testing approaches, issue-management routines,and documented approvals.
- Supportcustomers in the development of control design and operating effectiveness;suggest strategies toidentifygaps,assistwith remediationplansand communicate residual-risk considerations to theappropriate stakeholders.
- Prepare clear client-facing artefacts, including control narratives, risk-and-control matrices, test plans, management reporting and audit or assurance-readout materialstofacilitateuse of Dynamo.
- Bring market and customer insight to Dynamo’s product roadmap, including improvements to guardrail creation, reporting, observability,and usability.
What We Are Looking For
Core Qualifications
- Approximately 3–6 years of relevant experience in financial services, aregulated-industryenvironment or a consulting/advisory firm serving regulated clients.
- Hands-on experience in one or more of the following: business controls or acontrol office; process,riskand control (PRC) frameworks; operational/non-financial risk; compliance assurance,internal audit; or risk andcontrolsconsulting.
- Working understanding of thethree lines of defense model and the practical distinction between owning andoperatingcontrols, providing independent oversight and challenge, and delivering independent assurance.
- Experience helping to design, document, test,monitoror evidence controls, including control narratives, risk-and-control matrices, risk assessments, test plans, issues/exceptionsor remediation tracking.
- Ability toanalyseambiguous regulatory, policy or operational requirements and convert them into structured, actionable controls and clear client materials.
- Strong written and verbal communication skills, with confidence engaging senior stakeholders across risk, compliance, legal,technology
Skills
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