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Capital.Com

Posted 2 months ago

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Director

BakuOn-siteFull-time

AI Summary

Director role responsible for driving business strategy, overseeing operations, ensuring compliance, and leading a multi-functional team within the financial services sector.

About this role

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.

This role includes driving business performance within the financial services sector, ensuring effective execution of strategic objectives, and maintaining compliance with applicable regulatory frameworks.

Responsibilities:

  • Contribute to the development and execution of the Company's business strategy and objectives.
  • Oversee day-to-day operations and ensure efficient business performance.
  • Monitor business activities, financial performance, and budgeting processes.
  • Promote and maintain a strong culture of compliance and risk awareness.
  • Ensure adherence to all applicable regulatory requirements, internal policies, and industry standards.
  • Act as a key point of contact with relevant authorities and ensure timely and accurate reporting.
  • Collaborate with internal control functions, including audit and risk, to ensure robust governance and oversight.
  • Build and maintain relationships with external partners, vendors, and stakeholders.
  • Oversee outsourcing arrangements and ensure appropriate controls are in place.
  • Identify potential risks and implement mitigation strategies and action plans.
  • Prepare regular reports for senior stakeholders, including the Board and shareholders.
  • Stay informed on regulatory developments and industry best practices, assessing business impact where necessary.
  • Lead and support a team of professionals across business functions.
  • Requirements:

  • Higher education (university degree).
  • At least 5 years of experience in the financial services sector, including a minimum of 3 years in managerial roles.
  • Recent experience in retail financial services (preferable brokerage and/or derivatives products).
  • Experience of being approved by financial regulators for senior management roles is considered as an advantage.
  • A strong knowledge of local financial services regulations and requirements, including relevant securities laws, regulatory frameworks, corporate governance standards, and AML/CFT standards, where applicable.
  • Strong commercial expertise, with the skills and experience requires to lead the sales and business development team and achieving KPIs.
  • Demonstrated professional integrity and a strong ethical track record.
  • No dismissal in the past 3 years for insufficient qualifications or competency-related reasons.
  • No senior governance or audit role in an organization that was subject to compulsory liquidation due to financial distress within the 12 months prior to such decision.
  • Meets standard “fit and proper” criteria applicable to regulated financial services roles.
  • No concurrent roles with other regulated entities or organisations that may give rise to conflicts of interest at the time of hire.
  • Strong leadership and team management capabilities.
  • Ability to operate effectively in a fast-paced, dynamic environment.
  • Strong commercial acumen with experience driving business growth and achieving KPIs.
  • Capable of managing complex projects, processes, and stakeholder relationships.
  • High level of accountability, initiative, and collaboration.
  • Fluency in English.
  • Skills

    AML/CFTAudit CoordinationBoard CommunicationBudgeting And Financial MonitoringGovernanceInternal ControlsLeadershipRegulatory ComplianceRegulatory Fitness And ProprietyRegulatory ReportingRisk ManagementSecurities LawsStakeholder ManagementVendor And Outsourcing Controls

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