Junior Financial Advisor

Building Your Financial Advisory Career With Mentorship That Matters

Are you a driven, early-career professional ready to build a meaningful future in financial planning? We’re not just hiring a Junior Financial Advisor — we’re investing in the next generation of trusted advisors.

From day one, you’ll be supported by active, hands-on mentorship from experienced professionals who are committed to your growth and success. You won’t be left to “figure it out” alone — you’ll receive guidance, coaching, and real-world exposure that accelerates your development.

We believe great advisors never stop learning. That’s why we provide opportunities to attend industry conferences, workshops, and continuing education events — keeping you at the forefront of financial strategies, market insights, and client service excellence.

Ambitious about earning your CFP?, CFA?, or other professional designations? We support that too. We offer incentives and recognition for obtaining certifications and advanced credentials, because your growth strengthens both your career and our team.

If you're motivated, coachable, and eager to grow within a supportive, high-performance environment, this is your opportunity to build a lasting and rewarding career in financial advising.”

Position Overview

We are seeking a motivated and detail-oriented Junior Financial Advisor to support our advisory team in delivering comprehensive financial planning and investment services. This role is designed for an early-career professional looking to build a long-term career in financial advising.

The Junior Advisor works under the supervision of Lead Advisors while developing technical expertise, client relationship skills, and industry credentials.

Key Responsibilities

Financial Planning Support

• Gather, organize, and analyze client financial information.

• Prepare retirement projections, cash flow analyses, insurance needs reviews, and education funding analyses.

• Assist in drafting financial planning recommendations.

• Maintain accurate client records in CRM and financial planning software.

• Identify planning gaps or risks and escalate to senior advisors.

Client Meeting Preparation & Participation

• Prepare meeting materials and reports.

• Attend client meetings and document action items.

• Assist in presenting portions of financial plans.

• Draft follow-up communications and track implementation steps.

Investment & Portfolio Support

• Assist in portfolio reviews and allocation analysis.

• Monitor investment performance and prepare reporting materials.

• Support rebalancing and implementation efforts (under supervision).

• Understand and communicate model portfolio strategies.

Implementation & Service

• Coordinate account openings, transfers, beneficiary updates, and other service needs.

• Work cross-functionally with operations, compliance, and tax teams.

• Ensure documentation meets regulatory and firm standards.

Compliance & Risk Management

• Adhere to firm policies and regulatory requirements.

• Maintain proper documentation standards.

• Stay informed on industry regulations and best practices.

Required Qualifications

Education

• Bachelor’s degree in Finance, Financial Planning, Economics, Accounting, Business, or related field required.

Licensing & Certifications (Industry Standard Expectations)

• Must have their Securities Industry Essentials (SIE) Certification

One of the following is required or must be obtained within 6–12 months of hire:

• Series 7 and Series 66

• Ability and willingness to obtain required licenses within defined timeframe.

Preferred Credentials

• CFP coursework completed or in progress strongly preferred.

• CFP certification (preferred but not required).

• Life & Health Insurance License (or willingness to obtain).

Experience

• 4 years of experience in financial planning required.

Technical Skills

• Financial planning software (eMoney, MoneyGuidePro, or similar).

• CRM systems (Redtail, Salesforce, Wealthbox, etc.).

• Understanding of:

• • Asset allocation

• • Retirement income planning