Posted 1 month ago
Registered Client AssociateAll Things HR · Seattle
Registered Client Associate
SeattleOn-siteFull-time$90k–$110k
AI Summary
Serves as the primary point of contact for clients of a financial advisory practice, opening and maintaining accounts, processing money movement requests, preparing client materials, and keeping records compliant with firm policies and regulations.
About this role
The Simmons Group is a financial advisory practice that works as advocates for high net-worth clients and their families. As a team, we work collaboratively and strive to exceed our clients’ expectations.
The Simmons Group is seeking a Registered Client Associate to join our independent and seasoned financial advisory group. The ideal candidate will be an energetic professional who cares about the quality of their work, enjoys working in collaboration within a team, and offers strong listening and communication skills. To be successful in the Registered Client Associate role, candidates must be detail oriented, organized, and have exceptional customer service skills. This position will work on-site full-time in our Seattle office.
At The Simmons Group, we believe that each of our associate’s interest in personal and professional development is critical to our ongoing and continued success. This opportunity provides excellent potential for career advancement within our team.
Some of the Key Responsibilities of the Registered Client Associate:
What the successful Registered Client Associate will have:
Compensation Range:
Benefits:
To learn more, please visit: www.the-simmons-group.com
The Simmons Group has partnered with All Things HR, an external HR consulting company, to assist with their recruitment process. If you would like to be a part of this dynamic team, please apply today!
Our company provides equal employment opportunity to all individuals regardless of their race, color, creed, religion, gender, age, sexual orientation, national origin, disability, veteran status, or any other characteristic protected by state, federal, or local law.
The Simmons Group is seeking a Registered Client Associate to join our independent and seasoned financial advisory group. The ideal candidate will be an energetic professional who cares about the quality of their work, enjoys working in collaboration within a team, and offers strong listening and communication skills. To be successful in the Registered Client Associate role, candidates must be detail oriented, organized, and have exceptional customer service skills. This position will work on-site full-time in our Seattle office.
At The Simmons Group, we believe that each of our associate’s interest in personal and professional development is critical to our ongoing and continued success. This opportunity provides excellent potential for career advancement within our team.
Some of the Key Responsibilities of the Registered Client Associate:
- Serve as a primary point of contact for client service requests
- Open new accounts and process account maintenance, transfers, and money movement requests.
- Prepare and submit account paperwork and ensure documentation is complete and accurate
- Prepare client deliverables and meeting materials as needed
- Maintain client records and update information within CRM systems
- Ensure compliance with firm policies and regulations
What the successful Registered Client Associate will have:
- Bachelor’s or associate’s degree
- 2+ years of experience in wealth management
- Successful completion of the (SIE) Securities Industry Essentials and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]) or the ability to obtain
- Ability to multi-task and manage competing demands; proven organizational and prioritizing abilities
- Self-motivated with the ability to work independently and in collaboration with the firm’s leadership, team, and peers
- Dependable, trustworthy, and dedicated
- Maintain a professional appearance, address clients in a friendly, sincere, and professional manner
- Detail oriented and demonstrates a commitment to accuracy, confidentiality, and delivers high quality work consistently
Compensation Range:
- $90,000 to $110,000 annually, DOE
Benefits:
- Medical, Dental and Vision plans
- Health Savings Account (HSA)
- Short Term Disability plan (STD)
- Long Term Disability plan (LTD)
- Employee Assistance Program (EAP)
- Flexible Spending Account (FSA)
- 401k Retirement Plan
- Commuter Benefit
- Paid Time Off
- Paid Holidays
To learn more, please visit: www.the-simmons-group.com
The Simmons Group has partnered with All Things HR, an external HR consulting company, to assist with their recruitment process. If you would like to be a part of this dynamic team, please apply today!
Our company provides equal employment opportunity to all individuals regardless of their race, color, creed, religion, gender, age, sexual orientation, national origin, disability, veteran status, or any other characteristic protected by state, federal, or local law.
Skills
Account OpeningClient Records ManagementComplianceCRM SystemsFINRA Series 7Money Movement ProcessingSecurities Industry Essentials (SIE)Series 63Series 65Series 66Wealth Management
Explore related jobs
More jobs at All Things HR
Similar Account Opening jobs
- CAccount Opening OfficerCO AFRINVSAR Apex Fundrock Investment Company · Sofia
- AAccount Opening OfficerADIB · United Arab Emirates
- I
Operations Clerk – Account OpeningIA Financial Services Inc. · Montreal, Quebec - U
PWM Account Opening SpecialistU.S. Bank National Association · Los Angeles, California - A
Administrative Assistant (Account Opening)AVEGA S.à r.l. · Luxembourg - B
Operations Specialist - Mutual Funds Services Account OpeningBBH (Poland) Sp. Z.o.o. · Krakow
Jobs in Seattle
- A
CaregiverAegis Living · Seattle, WA - FClinical Assistant, Associate, or Professor - LymphomaFred Hutchinson Cancer Center · Seattle, WA
- TCheckerTown & Country Markets, Inc. · Seattle, WA
- TFront End ClerkTown & Country Markets, Inc. · Seattle, WA
- FSuperintendentFlatiron Construction Corp · Seattle, WA
- FClinical Assistant, Associate, or Professor - LymphomaFred Hutchinson Cancer Center · Seattle, WA
Browse these categories
Market data for this role
All reports →- SeriesRole reportsOne role family at a time: how many openings, what changed this week, who is hiring, what it pays.
- SeriesSalary reportsWhat employers publish in job postings, by level and workplace. Not self-reported pay.
- Market overviewState of tech hiring, September 2026: up 4.8%Tech hiring rose 4.8% month over month in September 2026, with 411,122 new listings. Customer support and account executive roles led the growth.