Senior Legal & Regulatory Compliance Officer (m/f/d)

About S+P Compliance Services

• S+P Compliance Services is a trusted partner for regulatory and legal compliance in the financial sector.

• As a certified full-service provider (ISO 9001 & ISO/IEC 27001), we support regulated institutions with **practical, audit-proof and scalable compliance solutions **.

Tasks

Your Role – Regulatory & Legal Focus

• As a **Legal & Regulatory Compliance Officer **, you support our clients with the ** legal interpretation and implementation of regulatory requirements **.

• This role is positioned **between operational compliance execution and senior legal advisory **.

Your Key Responsibilities

• Monitor and interpret German and EU regulatory developments
  (BaFin, EBA, ESMA)
• Conduct regulatory impact assessments
  (WpIG, WpHG, MaComp, MaRisk, DORA)
• Support the development of legally sound compliance frameworks
• Advise clients during audit preparation and supervisory communication
• Contribute to structured compliance concepts and documentation

Requirements

Your Background

• Several years of professional experience in compliance, legal advisory or regulatory risk
• Strong knowledge of German and EU regulatory frameworks
• Academic background in law, finance, economics or a related field
• Structured, analytical working style and confident client communication
• Interest in RegTech and practical regulatory implementation

Benefits

What We Offer

• Clearly positioned expert role with defined scope
• Structured onboarding and targeted certification opportunities
• Exposure to national and international regulatory mandates
• Hybrid work model, flexible hours and modern IT setup
• Company pension scheme and health & wellness benefits

Apply

• Send us your CV.
• We value a **focused, transparent and professional hiring process **.