AML Audit

This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for an AML Audit based in United States.

This role offers an opportunity to conduct specialized Anti-Money Laundering audits within a broker-dealer environment.
As an experienced AML Auditor, you will apply deep knowledge of BSA/AML and fraud risks to assess the effectiveness of financial crime controls.
You will plan, execute, and complete audits focused on the broker-dealer business and its regulatory obligations.
The position requires a strong understanding of financial crime compliance frameworks, including BSA/AML and sanctions requirements.
You will work independently on a project expected to run for approximately two months while applying rigorous audit and compliance practices.
The role is fully remote and suited to an experienced internal audit professional with a strong financial services background.
Candidates must be based in the continental United States and authorized to work in the U.S. without visa sponsorship.

• Plan, perform, and execute AML audits within a broker-dealer environment.
• Apply expert knowledge of BSA/AML and fraud risks to evaluate relevant financial crime controls.
• Assess the design and effectiveness of controls applicable to broker-dealer operations.
• Apply a strong understanding of the broker-dealer business to identify and evaluate financial crime compliance risks.
• Demonstrate knowledge of financial crime compliance regulations and requirements, including BSA/AML and sanctions.
• Conduct audit activities with a thorough, risk-based approach and support the completion of assigned audit objectives within the project timeframe.

Requirements:

• Bachelor’s degree or higher in accounting, finance, or a related field.
• 5+ years of relevant experience within banking or the broker-dealer industry.
• 5+ years of internal audit experience specifically focused on Financial Crimes Compliance.
• Strong knowledge of BSA/AML, fraud risks, and sanctions compliance.
• Demonstrated understanding of controls and regulatory requirements applicable to broker-dealer environments.
• Strong analytical, audit, risk assessment, and problem-solving skills.
• Ability to independently manage audit activities and deliver high-quality work within a defined project timeline.
• Must reside in the continental United States.
• Must be legally authorized to work in the United States now and in the future.
• Visa sponsorship is not available for this position.

Benefits:

• Fully remote position within the continental United States.
• Project-based engagement expected to last approximately two months.
• Opportunity to apply specialized AML, financial crime compliance, and internal audit expertise within a broker-dealer environment.
• Exposure to BSA/AML, fraud, and sanctions-related compliance controls and regulatory requirements.
• Focused project scope suited to an experienced financial crime audit professional.