Posted 2 months ago
Compliance Analyst (NYC) - Agency Applicants
AI Summary
Third-person: Conducts compliance reviews and monitoring for trading activities, investigates agency applicants, and ensures adherence to regulations and internal policies.
About this role
About Five Rings
Five Rings is a proprietary trading firm founded with a vision of combining strategy, innovation and technology to succeed in today’s global markets. With offices in New York, Boca Raton, London and Amsterdam, Five Rings trades in various domestic and international markets, both established and esoteric. Our team constantly seeks new opportunities, analyzes their risks and rewards, and creates strategies and tools to capitalize on them.
We have an open culture and encourage the flow of knowledge and ideas between all areas of the firm.
This application page pertains to agency candidates only.
As part of any recruitment process, Five Rings LLC collects and processes personal data relating to job applicants. To proceed in considering the application that will be submitted on your behalf, Five Rings requires your consent to process, store, and retain your personal information for recruiting purposes.
Please review the Data Privacy Notice, which describes how we handle and protect your personal data in connection with Five Rings’ recruiting processes and programs.
Applicants are able to apply to multiple positions, but we strongly encourage you to only apply to your top choice.
Skills
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