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Senior Officer, Specialist, Equities Operations, Vickers Securities

Kwun TongRemoteFull-time

AI Summary

Performs daily equity trade settlement, handles share transfers, and supports counterparties to ensure timely and accurate settlement of HK equities trades.

About this role

Business Function

Group Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group T&O, we manage the majority of the Bank's operational processes and inspire to delight our business partners through our multiple banking delivery channels.

Responsibilities

  • Perform daily equity trade settlement to ensure all trades can be settled and recorded properly and on time.
  • Closely follow up with counterparties and take any necessary actions to reduce settlement failure risk. Report to supervisor of the problem / failed trade and identify the fail reason / current status with the settlement agents from time to time.
  • Handle scrip or scripless share transfer in/out activities for customers.
  • Answer internal/external inquiries professionally, and provide support to customers, frontline and counterparties on any settlement related matters.
  • Ensure the daily operations are in line with operational procedures and group policies.
  • Back up other staff members when necessary (in maker function).
  • Willing to work overtime and on-shift when required.
  • Assist in ad-hoc projects and any other tasks as assigned by management from time to time.

Requirement

  • Diploma or above.
  • Good command of both written and spoken English and Chinese.
  • Minimum 2 years equity settlement experience especially on HK equities business.
  • Well versed in the operation of CCASS.
  • Able to work independently under tight deadlines and time pressure with strong sense of accuracy.
  • Proactive with good analytical and communication skills.
  • Proficiency in Microsoft Office.
  • Please state your availability, current and expected salary on your CV
  • Candidate with less experience will be considered as Officer

Apply Now We offer a competitive salary and benefits package and the professional advantages of adynamic environment that supports your development and recognises your achievements. We regret only shortlisted candidates will be notified. -en-en

Location:

Two Harbour Square

Job:

Operations

Schedule:

Regular

Employee Status:

Full time

Skills

CCASSEquity SettlementMicrosoft OfficeScrip TransferSettlement Failure Analysis

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