Posted 1 month ago
COMPLIANCE OFFICER
AI Summary
A Compliance Officer develops and maintains compliance policies and procedures, manages daily program operations, collaborates with risk and audit teams, and investigates alleged violations.
About this role
COMPLIANCE OFFICER
We are one of the foremost asset management firm in Nigeria. As part of our plan for expasion, we seek to recruit individuals that are focused, energetic,result oriented and have passion for success to fill this vacant position
Develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct.
Manages day-to-day operation of the Program
Develops and periodically reviews and updates Standards of conduct to ensure continuing currency and relevance in providing guidance to management and employees
Collaborates with other department (e.g, Risk Management, Internal Audit, Employee Services, etc) to direct compliance issues to appropriate existing channels for investigation and resolution
Responds to alleged violations of rules, regulations, policies, procedures, and investigate procedures. Develops and oversees a system for uniform handing of such violations
Qualifications
A good bachelors degree preferably in Law from a reputable institution.
Minimum of seven(7) years relevant experience.
Good interpersonal and communication skills
Must be computer literate and able to work in a team-based multi-cultural environment.
Additional Information
Skills
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